SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS
AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015

Prev5 of 14Next

CHAPTER IV OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES

 (The words ‘A’ and ‘AND NON-CONVERTIBLE DEBT SECURITIES’ inserted vide SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2021 dated 07.09.2021)

  1. Applicability
  2. Definitions
  3. Board of Directors
  4. Audit Committee
  5. Nomination and remuneration committee
  6. Stakeholders Relationship Committee
  7. Risk Management Committee
  8. Vigil mechanism
  9. Related party transactions
  10. Corporate governance requirements with respect to subsidiary of listed entity 24A. Secretarial Audit and Secretarial Compliance Report
  11. Obligations with respect to independent directors
  12. Obligations with respect to employees including senior management, key managerial persons, directors and promoters
  13. Other corporate governance requirements
  14. In-principle approval of recognized stock exchange(s)
  15. Prior Intimations
  16. Disclosure of events or information
  17. Holding of specified securities and shareholding pattern 31A. Disclosure of Class of shareholders and Conditions for Reclassification
  18. Statement of deviation(s) or variation(s)
  19. Financial results
  20. Annual Report
  21. Annual Information Memorandum
  22. Documents & Information to shareholders
  23. Draft Scheme of Arrangement & Scheme of Arrangement
  24. Minimum Public Shareholding
  25. Issuance of Certificates or Receipts/Letters/Advices for securities and dealing with unclaimed securities
  26. Transfer or transmission or transposition of securities
  27. Other provisions relating to securities 41A. Other provisions relating to outstanding SR equity shares.
  28. Record Date or Date of closure of transfer books
  29. Dividends 43A. Dividend Distribution Policy
  30. Meetings of shareholders and voting
  31. Change in name of the listed entity
  32. Website
  33. Advertisements in Newspapers
  34. Accounting Standards
Prev5 of 14Next

CHAPTER IV OBLIGATIONS OF A LISTED ENTITY WHICH HAS LISTED ITS SPECIFIED SECURITIES AND NON-CONVERTIBLE DEBT SECURITIES