valid as on 19/09/2019

Rule 3- Companies (Compromises, Arrangements and Amalgamations) Rules, 2016
Effective from 15-12-2016

15.1.3- Companies (Compromises, Arrangements and Amalgamations) Rules, 2016

3. Application for order of a meeting.—(1) An application under sub-section (1) of section 230 of the Act may be submitted in   (appended in the National Company Law Tribunal Rules, 2016) along with:-

(i) a notice of admission in (appended in the National Company Law Tribunal Rules, 2016);

(ii) an affidavit in (appended in the National Company Law Tribunal Rules, 2016);

(iii) a copy of scheme of compromise or arrangement, which should include disclosures as per sub-section (2) of section 230 of the Act; and

(iv) fee as prescribed in the Schedule of Fees.

(2) Where more than one company is involved in a scheme in relation to which an application under sub-rule (1) is being filed, such application may, at the discretion of such companies, be filed as a joint-application.

(3) Where the company is not the applicant, a copy of the notice of admission and of the affidavit shall be served on the company, or, where the company is being wound up, on its liquidator, not less than fourteen days before the date fixed for the hearing of the notice of admission.

(4) The applicant shall also disclose to the Tribunal in the application under sub-rule (1), the basis on which each class of members or creditors has been identified for the purposes of approval of the scheme.

SCHEDULE OF FEES
S. No.Sections of the
Companies Act, 2013
Rule
Number
Nature of application or petitionFees
1Sub-section (1) of section 2303 (1)Application for compromise arrangement and amalgamation.Rs. 5,000/-
2Sub-section (2) of section 235Application by dissenting shareholdersRs. 1,000/-
3Sub-section (2) of section 23829Appeal against order of Registrar refusing to register any circular.Rs. 2,000/-

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Form NCLT 1-Original Application / Reply / Rejoinder / Interlocutory Application or filing of additional documents under directions of the Bench


Form NCLT 2- Notice of Admission


Form NCLT 6- General Affidavit Verifying Petition


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