valid as on 06/12/2022

Regulation 97. Monitoring of Compliance/Non Compliance & Adequacy/ Accuracy of the disclosures
Effective date 01.12.2015

Monitoring of Compliance/Non Compliance & Adequacy/ Accuracy of the disclosures

(1) The recognised stock exchange(s) shall monitor by the listed entity with provisions of these regulations. The recognised stock exchange(s) shall also monitor adequacy/ accuracy of the disclosures made by listed entity with respect to provisions of these regulations.

(3) The recognised stock exchange(s) shall submit a report to the Board, with respect to the obligations specified in sub-regulations (1) and (2), in the manner specified by the Board.

(4) The recognised stock exchange(s) shall put in place appropriate framework including adequate manpower and such infrastructure as may be required to comply with the provisions of this regulation.

  1. Refer Updated SEBI Operational Circular as on 01.12.2022. To view the circular, Click Here
  2. Refer SEBI Operational Circular dated 29.07.2022 for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and /or Commercial Paper. To view the circular, Click Here
  1. Refer SEBI Circular dated 13.11.2020 regarding Non-compliance with provisions related to continuous disclosures. To view the circular,Click Here
  2. Refer circular SEBI/HO/CFD/CMD/CIR/P/2016/116 dated 26/10/2016. To view the circular,Click Here
  1. Refer Updated SEBI Operational Circular as on 01.12.2022. To view the circular, Click Here
  2. Refer SEBI Operational Circular dated 29.07.2022 for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and /or Commercial Paper. To view the circular, Click Here

Operational Circular dated 29.07.2022 for listing obligations and disclosure requirements for Non-convertible Securities, Securitized Debt Instruments and/or Commercial Paper.


SEBI Circular dated 13.11.2020 regarding Non-compliance with provisions related to continuous disclosures


SEBI Circular SEBI/HO/CFD/CMD/CIR/P/2016/116 dated 26/10/2016


Updated SEBI Operational Circular dated 01.12.2022


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