valid as on 13/04/2021

Regulation 3. Applicability of the regulations.
Effective date 01.12.2015

Applicability of the regulations.

3.   Unless otherwise provided, these regulations shall apply to the listed entity who has listed any of the following designated securities on recognised stock exchange(s):

(a)   specified securities listed on main board or SME Exchange or institutional trading platform;

(b)   non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares;

(c)   Indian depository receipts;

(d)   securitised debt instruments;

(e)   units issued by mutual funds;

(f)    any other securities as may be specified by the Board.

Inserted vide the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2018 dated 06.09.2018. To view the Notification, Click Here

SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (FIFTH AMENDMENT) REGULATIONS, 2018 dated 06.09.2018


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