FORMATS OF ADVERTISEMENTS FOR PUBLIC ISSUE
PART A
[See regulations 47(2), 60(7)(m) and 60(7)(n)]
FORMAT OF PRE-ISSUE ADVERTISEMENT FOR PUBLIC ISSUE
(FIXED PRICE / BOOKBUILT)
This is only an advertisement for information purposes and not a prospectus announcement.
ABC LTD.(name of the issuer)
(Incorporated on ____________________ under the ——- Act as _____________________ and subsequently renamed as _____________( if applicable)__________ on _______________)
Registered Office: __________________________________ Tel:
_______________ Fax ______________
Corporate Office:
_________________________________________________________________
Tel: _________ Fax: _______ e-mail: ______ Website:
THE ISSUE
Public issue of ___________ ( give nature of specified securities) of Rs. ____ each at a price of Rs._____ ( Floor price or price band or as the case may be in case of book built issue) for cash aggregating Rs._________ (appropriate disclosure for book built issue)
Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31
(The disclosure about details of allocation shall be given in case of book built issues on these lines)
The issue is being made through the book building process wherein at least____ % shall be
allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price.
PROMOTERS
[__XYZ__]
PROPOSED LISTING
Names of Stock Exchanges
Disclaimer Clause of the Securities and Exchange Board of India (SEBI)
“SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the specified securities the offer document.”
LEAD MERCHANT BANKERS / BOOK RUNNING LEAD MERCHANT BANKERS / COBOOK
RUNNING LEAD MERCHANT BANKERS (as the case may be)
Name, address, telephone and fax numbers, email ID, website address and contact person
Name, address, telephone and fax numbers, email ID, website address
CREDIT RATING (only if applicable)
DEBENTURE TRUSTEES (if applicable)
IPO GRADING 325[(if applicable)]
AVAILABILITY OF APPLICATION FORMS
Names of issuer, lead merchant bankers, book runners, syndicate members, stock brokers and bankers to the issue, Self Certified Syndicate Banks 326[, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional).
Application Supported by Blocked Amount forms shall be available with designated branches of Self Certified Syndicate Banks, the list of which is available at websites of the stock exchanges and Board.
AVAILABILITY OF PROSPECTUS
Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / stock exchange/s at www……
ISSUE / BID OPENS ON:
ISSUE / BID CLOSES ON:
PART B
This is only an advertisement for information purposes and not a prospectus announcement.
ABC LTD. (name of issuer)
(Incorporated on ____________________ under the Companies Act as
__________________________ and subsequently renamed _______________________ on
________________)
Registered Office: __________________________________ Tel: _______________ Fax
______________
Corporate Office: _________________________________________________________________
Tel: _________ Fax: _______ e-mail: ______ Website: _____________________________
THE ISSUE
Public issue of ___________ equity shares / debentures (if applicable) of Rs. ___ each at a price of Rs._____ (Floor price or price band or as the case may be for book built issue) for cash aggregating Rs._________ (appropriate disclosure for book built issue)
Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31
(The disclosure about details of allocation shall be made in case of book built issues in these lines)
The issue is being made through the book building process wherein at least____ % shall be
allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price.
PROMOTERS
[__XYZ__]
PROPOSED LISTING
Names of Stock Exchanges
Disclaimer Clause of Securities and Exchange Board of India (―SEBI‖)
“SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the offer document.”
LEAD MERCHANT BANKERS / BOOK RUNNING LEAD MERCHANT BANKERS / COBOOK
RUNNING LEAD MERCHANT BANKERS (as the case may be)
Name, address, telephone and fax numbers, e-mail ID, website address and contact person
COMPLIANCE OFFICER OF ISSUER
Name, address, telephone and fax numbers, e-mail ID, website address
CREDIT RATING (only if applicable)
DEBENTURE TRUSTEES (only if applicable)
IPO GRADING (if applicable)
AVAILABILITY OF APPLICATION FORMS
Names of Issuer, lead merchant bankers, book runners and bankers to the issue, Self Certified Syndicate Banks 328[, Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional)
AVAILABILITY OF PROSPECTUS
Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / Stock Exchange/s at www……
ISSUE / BID OPENS TODAY
PART C
This is only an advertisement for information purposes and not a prospectus announcement.
ABC LTD. (name of issuer)
(Incorporated on ____________________ under the Companies Act as
__________________________ and subsequently renamed _______________________ on
________________)
Registered Office: __________________________________ Tel: _______________ Fax
______________
Corporate Office: _________________________________________________________________
Tel: _________ Fax: _______ e-mail: ______ Website: _____________________________
THE ISSUE
Public issue of ___________ equity shares (if applicable) of Rs. ____ each at a price of Rs._____ (Floor price or price band or as the case may be for Book built issue) for cash aggregating Rs._________ (appropriate disclosure for Book Built issue)
Disclosure with respect to face value of shares as per sub-regulation (2) of regulation 31
[The disclosure about details of allocation shall be made in case of book built issues in these lines].
The issue is being made through the book building process wherein at least____ % shall be
allocated to qualified institutional buyers including upto ___% of the issue to anchor investors. Further, not less than ___% of the issue shall be available for allocation to non-institutional investors and the remaining ____% of the issue shall be available for allocation to retail individual investors as per the allotment procedure specified in the Regulations, subject to valid bids being received at or above the issue price.
PROMOTERS
[__XYZ__]
PROPOSED LISTING
Names of Stock Exchanges
Disclaimer Clause of Securities and Exchange Board of India (―SEBI‖)
“SEBI only gives its observations on the offer documents and this does not constitute approval of either the issue or the offer document.”
LEAD MERCHANT BANKERS / LEAD BOOK RUNNERS / CO-BOOK RUNNERS (as the
case may be)
Name, address, telephone and fax numbers, email ID, website address and contact person
COMPLIANCE OFFICER OF ISSUER
Name, address, telephone and fax numbers, email ID, website address
CREDIT RATING (only if applicable)
DEBENTURE TRUSTEES (only if applicable)
IPO GRADING (if applicable)
AVAILABILITY OF APPLICATION FORMS
Names of Issuer, Lead Merchant bankers, book runners, Bankers to the issue, Self Certified
Syndicate Banks 330[, Stock Brokers, Registrar to Issue and Share Transfer Agents, Depository Participants] (as the case may be) (Addresses optional)
AVAILABILITY OF PROSPECTUS
Investors are advised to refer to the prospectus, and the risk factors contained therein, before applying in the issue. Full copy of the prospectus is available at www.sebi.gov.in and websites of issuer / lead merchant banker/s / Stock Exchange/s at www……
ISSUE / BID CLOSES TODAY
Part D
| Sl. No | News report details (Newspaper, date, etc.) | Subject Matter | Whether contents of the news report are supported by disclosures in the offer document | If yes, page numbers in the draft offer document where the disclosures are made | If no, action taken by the merchant bankers |
| Yes/No |